Europejski Urząd Nadzoru Bankowego, Opinia Europejskiego Urzędu Nadzoru Bankowego w sprawie odpowiednich praktyk w zakresie nadzoru i egzekwowania przepisów dotyczących procesu wydawania zezwoleń firmom inwestycyjnym jako instytucjom kredytowym na podstawie art. 8a dyrektywy 2013/36/UE

EBA/Op/2021/08

1 July 2021

Opinion of the European Banking Authority on appropriate supervisory and enforcement practices for the process of authorising investment firms as credit institutions under Article 8a of Directive 2013/36/EU

Introduction and legal basis

1. Article 8a of Directive 2013/36/EU , added by Article 62 (6) of Directive 2019/2034 , requires certain investment firms that have been authorised in accordance with Directive 2014/65/EU to apply for authorisation as credit institutions under Directive 2013/36/EU.

2. Article 8a(6) of Directive 2013/36/EU empowers the EBA to develop – and the Commission to adopt by means of a delegated regulation – regulatory technical standards to specify inter alia the methodology for calculating the thresholds prescribed in Article 8(a) of Directive 2013/36/EU. The EBA is currently in the process of developing these regulatory technical standards, which have not yet been submitted to the Commission. Article 8a of Directive 2013/36/EU becomes...