Europejski Urząd Nadzoru Bankowego, Opinia EBA na temat konfiguracji i operacjonalizacji pośredniej unijnej jednostki dominującej zgodnie z art. 21b dyrektywy CRD

EBA/Op/2022/12

27 October 2022

Opinion of the European Banking Authority on the set-up and operationalisation of Intermediate EU Parent Undertaking(s) under Article 21b CRD

1. Introduction and legal basis

1. With a view to strengthening the supervision of third-country groups (TCGs) with significant activities in the EU, Article 21b CRD requires that two or more institutions (i.e. credit institutions and investment firms ) in the Union belonging to the same TCG have one single intermediate EU parent undertaking (IPU) where the total value of assets of that TCG in the Union is equal to or greater than EUR 40 bn. In specific circumstances, the competent authority (CA) may approve the establishment of two IPUs (Article 21b(2) CRD). The IPU can be a credit institution, a financial holding company or a mixed financial holding company that has received approval under Article 21a CRD, or an investment firm authorised in accordance with Article 5(1) of Directive 2014/65/EU that is subject to...