Europejski Urząd Nadzoru Giełd i Papierów Wartościowych (European Securities and Markets Authority - ESMA), Zalecenia dla Cypryjskiej Komisji Papierów Wartościowych i Giełd w sprawie nadzoru działalności transgranicznej firm inwestycyjnych

10 March 2022

ESMA42-110-3354

Recommendations

To the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms

I. Scope

Who?

1. These recommendations apply to one competent authority, the Cyprus Securities and Exchange Commission (CySEC).

What?

2. These recommendations apply in relation to the supervision of the cross-border activities targeting retail clients carried out by firms under the freedom to provide investment services and activities in accordance with Article 34 of MiFID II.

When?

3. These recommendations apply from two months of the date of publication of the recommendations on ESMA’s website.

[...]

Recommendations. To the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms