Europejski Urząd Nadzoru Giełd i Papierów Wartościowych (European Securities and Markets Authority - ESMA), Sprawozdanie końcowe w sprawie projektu standardów technicznych dotyczących powiadomień dotyczących transgranicznego wprowadzania do obrotu i transgranicznego zarządzania AFI i UCITS

ESMA34-45-1648

15 December 2022

Final Report

Draft technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS

1 Executive Summary

Reasons for publication

The UCITS Directive and the AIFMD empower ESMA to develop draft regulatory technical standards (“RTS”) and draft implementing technical standards (“ITS”) to specify the information to be provided, as well as the content and format of notification letters to be submitted by management companies, UCITS and alternative investment fund managers (“AIFMs”) to the national competent authorities (“NCAs”) to undertake cross-border marketing or cross-border management activities and to provide services in host Member States, as well as the procedure for the communication of the notification file by the relevant home NCA to the host NCAs of the Member States where these activities are envisaged.

On 17 May 2022, ESMA published a Consultation Paper (CP) on the proposed draft RTS and ITS. The...