Europejski Urząd Nadzoru Giełd i Papierów Wartościowych (European Securities and Markets Authority - ESMA), Raport o podejrzanych transakcjach i zleceniach (STORs)

17 July 2023

ESMA74-1103241886-880

Report

On Suspicious Transaction and Order Reports (STORs)

1 Executive Summary

Reasons for publication

Suspicious Transactions and Order Reports (STOR) are a key information tool in market abuse investigations. This report aims at providing the market with a clear overview over the use of STORs across different jurisdictions and how this has evolved over time.

Contents

Section 2 introduces the report and provides some background information on this exercise. That section also aims at describing in detail the data methodology applied as, while the report focusses on the years 2021 and 2022, a number of statistics presented in the report include data for previous years.

Section 3 illustrates the findings gathered through the ad-hoc data collection from NCAs. In particular, the different sub-sections describe the total number of STORs and other notifications received by NCAs, the breakdown of these notifications per reporting entity, instrument and alleged type...