Europejski Urząd Nadzoru Bankowego, Ostateczny raport - Projekt technicznych standardów regulacyjnych określających wymagania dotyczące polityk i procedur dotyczących konfliktów interesów dla emitentów tokenów powiązanych z aktywami zgodnie z artykułem 32 ust. 5 Rozporządzenia (UE) 2023/1114

EBA/RTS/2024/07

06/06/2024

Final Report - Draft Regulatory Technical Standards specifying the requirements for policies and procedures on conflicts of interest for issuers of asset-referenced tokens under Article 32(5) of Regulation (EU) 2023/1114

Article 32(1) of Regulation (EU) 2023/1114 (MiCAR) requires issuers of asset-referenced tokens (ARTs) to implement and maintain effective policies and procedures to identify, prevent, manage and disclose conflicts of interest (CoI).

Article 32(5) of MiCAR requires the EBA to develop Regulatory Technical Standards (RTS) specifying the requirements for those policies and procedures as well as the details and methodology for the content of the disclosure of the general nature and sources of conflicts of interest and the steps taken to mitigate them. The European Securities and Markets Authority (ESMA) is mandated to develop similar RTS for crypto-asset service providers (CASPs) under Article 72(5) of MiCAR.

The CoI policies and procedures of the...